| Fee Description | Amount |
|
Standard Brokerage Account No fee for standard account |
N/A |
|
Brokerage Portfolio Annual fee for a Brokerage Portfolio Account |
$100.00 |
|
Brokerage Portfolio with Platinum Card Annual fee for a Brokerage Portfolio Account with Platinum Visa with Rewards Debit Card |
$150.00 |
|
Brokerage Access Annual fee for Brokerage Access Account with Debit Cards (Free if client does not choose debit card privileges) |
$50.00 |
|
Wire Fee Charged when funds are wired out of a clients NFS account |
$15.00 |
|
Full TOA Delivery Fee Charged when an account requests a full transfer leaving NFS |
$95.00 |
|
IRA Annual Maintenance Fee Annual fee on IRA accounts. (Client billed in Oct and acct debited in Dec) |
$50.00 |
|
IRA Termination Fee Charged when an IRA account is closed due to a full distribution or is requesting a transfer leaving NFS |
$75.00 |
|
Trade Extension Fee Charged when an account requests a Reg-T extension |
$5.00 |
|
Annual Custody and Record Keeping Fee Charged when an account has been deemed inactive for a year by NFS. |
$65.00 |
|
Bounced Check Fee Charged when a check deposited into an account bounces |
$30.00 |
|
Legal Transfer Fee Charged when a stock certificate has been deposited and requires legal documentation (any paperwork submitted other than a stock bond power) |
$90.00 |
|
Transfer and Ship Fee (DRS Eligible) Charge for sending a DRS Statement for a DRS eligible security |
$15.00 |
|
Transfer and Ship Fee (non-DRS Eligible) Charge for sending a physical certificate for a non-DRS eligible security |
$220.00 |
|
Mailgram Fee Charged when a mailgram is sent to the client. Mailgrams are sent by NFS for margin calls, debits, etc. |
$10.00 |
|
Stop Payment Fee Charged when a stop payment is requested on an outgoing check |
$15.00 |
|
Physical Reorg Fee Charged when a stock certificate is deposited after the action date on a mandatory reorg item |
$25.00 |
|
Legal Return Fee Charged when a stock certificate has been returned to client due to [not in good order] status for more than 45 days or at the clients request |
$60.00 |
|
Restricted Stock Transactions (Full Service) Charged when NFS coordinates legal review and opens windows to sell restricted stock |
$150.00 |
|
Restricted Stock Transactions (Sell w/o Approval) Charged when NFS sends shares to the transfer agent |
$40.00 |
|
Safekeeping Fee Charged when a position is held in type 4 or 5 |
$5.00 |
|
Copies of Brokerage Access or Portfolio Checks Charged when a copy of a cashed check is requested |
$5.00 |
|
Trade Fee (If executed through NFS Alt Inv Dept) Charged when an alternative investment position is purchased or sold in an NFS account. ***Note: This fee cannot be passed through to client and will be charged to the rep. |
$ 60.00 |
|
Transfer/Re-registration Fee Charged when an Alternative Investment position is transferred into NFS |
$50.00 |
|
Annual Custody Fee Annual fee charged per Alternative Investment position |
$50.00 |
|
Document Review Fee Charged when an Alternative Investment position is requested to be added to the NFS platform. This fee is charged regardless of the outcome. |
$125.00 |
|
Direct Sponsor Costs Charged by the Sponsor of the Alternative Investment for transfer and/or re-registration. This cost is a direct pass through. |
Varies |