PKS is a SEC registered broker/dealer and a member of the Financial Industry Regulatory Authority (FINRA) and the Municipal Securities Rulemaking Board (MSRB).

PKS maintains direct relationships with every major Investment Company, and all major, non-captive insurance companies which allow PKS to offer mutual funds, college savings plans, variable products, alternative investments and access to many of the top professional money managers in the country.

Additionally, PKS clears through National Financial Services, LLC ("NFS"). NFS supplies PKS and our clients with trade execution and an extensive array of products and services. These products and services include equity and fixed income products, mutual funds, alternative investments, and retirement planning.