Katherine M. Flouton

Katherine M. Flouton

President

Katherine (Kathy) Flouton is the President of PKS. During her tenure at PKS, Kathy has been in many roles. She joined PKS in 1997 as an Operations Clerk, where she performed all back-office operational functions. Within just 5 years of joining PKS, she was promoted to Director of Operations and served in that capacity until April of 2010, when she was promoted to a dual role of Chief Operating Officer and Director of Supervision. As Director of Supervision, she managed a team of highly qualified supervisors that serve as relationship managers for the firm’s registered representatives and are primarily responsible for all account and trade approvals. In 2019, due to the growth of the firm and the increase in registered reps, PKS promoted another employee to relieve Kathy of her role as the Director of Supervision. As the Chief Operating Officer, Kathy was actively involved in the firm’s day-to-day operations. In 2021 Kathy was promoted to her current role of President where she remains actively involved in the firm’s day-to-day operations and is instrumental in the overall management and corporate initiatives of the firm. Kathy holds the Series 7, 63, and 24 and is a notary public.

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